Herb W Morgan › Form 700
Herb W Morgan: 2026 Candidate statement
- Candidate 2026
- Controller · due 2026-03-06
- Filed
- 2026-02-16 · signed 02/16/2026 12:20 PM
- Source
- Read from the FPPC's structured data, checked against the PDF · the PDF (24 p.) · FPPC portal
Schedule A-1 · Investments (under 10%) 117
| Name | Business | Value | |
|---|---|---|---|
| ABBVIE INC | Pharmaceuticals | $100,001–$1,000,000 | |
| Alabama Caritas LLC · from the PDF partnership income over $500 | Commercial Real Estate · Partnership | $100,001–$1,000,000 | |
| ALLIANCE BERNSTEIN HLD LP · from the PDF partnership income over $500 | Asset Management · Partnership | $100,001–$1,000,000 | |
| ALPHABET INC CLASS CLASS A | Search & Advertising | $100,001–$1,000,000 | |
| ALPHABET INC. 5.3%65 DUE 05/15/65 | Web Search - Advertising · Bond | $10,001–$100,000 | |
| ALTSHARES MERGER ARBITRAGE ETF | Merger Arbitrage Fund · Exchange Traded Fund | $100,001–$1,000,000 | |
| AMAZON.COM INC | E Commerce | $100,001–$1,000,000 | |
| AMGEN INC | Pharmaceuticals | $100,001–$1,000,000 | |
| AMGEN INC $320 CALL EXP 02/20/26 | Option - Negative Market Value - VALUE IS NEGATIVE USED ABSOLUTE VALUE · Call Option - Covered Written | $10,001–$100,000 | |
| APPLE INC | Computers - Mobile Devices | over $1,000,000 | |
| APPLE INC. 2.8%61 DUE 02/08/61 | Computers - Mobile Devices · Bond | $10,001–$100,000 | |
| APPLIED MATLS INC | Semiconductor Manufacturing Equipment | $100,001–$1,000,000 | |
| BANK OF AMERICA CORP | Financial Services | $100,001–$1,000,000 | |
| BARCLAYS BANK PL2.5% 28F DUE 06/05/28 | Financial Services · Bond | $10,001–$100,000 | |
| BELPOINTE PREP LLC CLASS A | Real Estate Investment | $100,001–$1,000,000 | |
| BERKSHIRE HATHAWAY CLASS B | Conglomerate | $100,001–$1,000,000 | |
| BLACKSTONE INC | Private Equity Investments | $100,001–$1,000,000 | |
| BROADCOM INC | Semiconductors | $100,001–$1,000,000 | |
| BROOKFIELD RENEW PARTNERS LP · from the PDF partnership income over $500 | Energy · Partnership | $100,001–$1,000,000 | |
| Cantor Fitzgerald, LP · from the PDF partnership income over $500 | Securities - Investment Bank/Advice · Partnership | $100,001–$1,000,000 | |
| CAPITAL ONE, NTN 4.45%26CD FDIC INS DUE 10/13/26US | Financial Services · Brokered Certificate of Deposit | $10,001–$100,000 | |
| CHUBB LTD F | Insurance | $100,001–$1,000,000 | |
| CISCO SYS INC | Networking Equipment | $100,001–$1,000,000 | |
| Coseo Apartment Fund 23 · from the PDF partnership income over $500 | Real Estate Investment · Partnership | $100,001–$1,000,000 | |
| CSE Opportunity Fund partnership income $0–$499 | Real Estate Credit · Partnership | $100,001–$1,000,000 | |
| DUKE ENERGY CARO 3.95%28 DUE 11/15/28 | Energy · Bond | $10,001–$100,000 | |
| EAST SIDE UN HIGH S 2%26IMPT SCH DUE 08/01/26 | Education · Bond | $10,001–$100,000 | |
| ENERGY TRANSFER L 4.2%27 DUE 04/15/27 | Energy · Bond | $10,001–$100,000 | |
| ENERGY TRANSFER LP · from the PDF partnership income over $500 | Energy · Partnership | $100,001–$1,000,000 | |
| FEDERAL NTNL MO 0.875%28 DUE 01/20/28 | Home Lending · Bond | $10,001–$100,000 | |
| FEDERAL NTNL MORT 0.9%27 DUE 12/30/27 | Home Lending · Bond | $10,001–$100,000 | |
| FEDERAL NTNL MORT 1.1%28 DUE 12/15/28 | Home Lending · Bond | $10,001–$100,000 | |
| FERRARI N V NEW F | Automobiles | $100,001–$1,000,000 | |
| FFCB 0.87%26 DUE 04/15/26 | Farm Lending · Bond | $10,001–$100,000 | |
| FFCB 1.18%28 DUE 05/10/28 | Farm Lending · Bond | $10,001–$100,000 | |
| FFCB 1.5%28 DUE 03/23/28 | Farm Lending · Bond | $10,001–$100,000 | |
| FFCB 1.78%28 DUE 02/22/28 | Farm Lending · Bond | $10,001–$100,000 | |
| FHLB 0.9%27 DUE 09/22/27 | Home Lending · Bond | $10,001–$100,000 | |
| FHLB 1.375%26 DUE 11/16/26 | Home Lending · Bond | $10,001–$100,000 | |
| FHLB 2.02%26 DUE 12/16/26 | Home Lending · Bond | $10,001–$100,000 | |
| FHLB 3.59%27 DUE 06/29/27 | Home Lending · Bond | $10,001–$100,000 | |
| FHLMC 1%28 DUE 09/14/28 | Home Lending · Bond | $10,001–$100,000 | |
| FHLMC 1%28 DUE 10/19/28 | Home Lending · Bone | $10,001–$100,000 | |
| GLOBAL X 1-3 MONTH T-BILL ETF | US Treasury Investments · Exchange Traded Fund | $100,001–$1,000,000 | |
| GOLDMAN SACHS GROUP INC | Financial Services | $100,001–$1,000,000 | |
| INVESCO QQQ-R ETF | Equities · Exchange Traded Fund | $100,001–$1,000,000 | |
| ISHARES 3-7 YEAR TREASURY BOND ETF | US Treasury Investments · Excchange Traded Fund | $100,001–$1,000,000 | |
| ISHARES BITCOIN ETF | Crypto Currency Holding · Exchange Traded Fund | $10,001–$100,000 | |
| ISHARES CORE S&P MID CAP ETF | Mid Cap US Equities · Exchange Traded Fund | $100,001–$1,000,000 | |
| ISHARES CORE S&P SMALL CAP ETF | Small Cap US Equities · Exchange Traded Fund | $10,001–$100,000 | |
| JABIL INC. 4.25%27 DUE 05/15/27 | Circuits/Computers · Bond | $10,001–$100,000 | |
| JOHNSON & JOHNSON | Pharmaceuticals | $100,001–$1,000,000 | |
| JPMORGAN CHASE & CO | Financial Services | $100,001–$1,000,000 | |
| Kitava LLC | Restaurants · Simple Agreement for Future Equity (SAFE) | $10,001–$100,000 | |
| LIVE OAK BANKING 3.55%27CD FDIC INS DUE 08/02/27US | Financial Services · Brokered Cetificate of Deposti | $10,001–$100,000 | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | Luxury Goods · Stock (ADR) | $10,001–$100,000 | |
| MCDONALDS CORP | Restaurants | $100,001–$1,000,000 | |
| MICROSOFT CORP | Software / Cloud Services | $100,001–$1,000,000 | |
| MICROSOFT CORP 2.675%60 DUE 06/01/60 | Software / Cloud Services · Bond | $10,001–$100,000 | |
| MICROSOFT CORP 3.95%56 DUE 08/08/56 | Software / Cloud Services · Bond | $10,001–$100,000 | |
| ORACLE CORP 3.25%27 DUE 11/15/27 | Network / Software · Bond | $10,001–$100,000 | |
| PAYCHEX INC | Payroll HR Services | $100,001–$1,000,000 | |
| PEPSICO INC | Soft Drinks / Snacks | $10,001–$100,000 | |
| PRIVATE SHARES FD I | Mutual Fund · Closed End Interval Fund (Trustee) | $10,001–$100,000 | |
| PROCTER & GAMBLE CO | Consumer Goods · Stocks | $100,001–$1,000,000 | |
| PUT GRYSC CHNLNK TRST $11 EXP 02/20/26 | Option - VALUE IS NEGATIVE - ABSOLUTE VALUE USED · Written Put Option | $10,001–$100,000 | |
| PUT ISHR BITCOIN TR ETF $50 EXP 05/15/26 | Crypto Currency Holding- VALUE IS NEGATIVE ABSOLUTE VALUE USED · Written Put Option | $10,001–$100,000 | |
| PUT ISHRS ETHEREUM TRST $25 EXP 06/18/26 | Crypto Currency Holding VALUE IS NEGATIVE ABSOLUTE VALUE USED · Written Put Option | $10,001–$100,000 | |
| QUALCOMM INC | Semiconductors | $100,001–$1,000,000 | |
| REALTY INCOME CORP REIT | Real Estate Investment | $10,001–$100,000 | |
| SALESFORCE INC | CRM Software - Cloud Services | $100,001–$1,000,000 | |
| SKYWORKS SOLUTIONS INC | Semiconductors | $100,001–$1,000,000 | |
| ST SRT SPDR PRTFL INTDT TRM C ETF IV | Corporate Bonds · Exchange Traded Fund | $100,001–$1,000,000 | |
| ST STRET SPDR BBRG SRT TRM HG YD ETF | Domestic Bonds · Exchange Traded Fund | $10,001–$100,000 | |
| SYNCHRONY BANK 2.65%27CD FDIC INS DUE 10/06/27US | Banking · Brokered Certificate of Deposit | $10,001–$100,000 | |
| THE BOEING CO 2.8%27 DUE 03/01/27 | Aircraft · Bond | $10,001–$100,000 | |
| THE BOEING CO 2.8%27 DUE 03/01/27 | Aircraft · Bond | $2,000–$10,000 | |
| THE COCA-COLA CO | Soft Drinks · stocck | $100,001–$1,000,000 | |
| TRI CONTL CORP 5 5% PFDPFD | Diviersified Closed End Fund · Preferred Stock of Closed End Fund | $2,000–$10,000 | |
| US TREASU NT 0.375%07/27UST NOTE DUE 07/31/27 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASU NT 0.875%06/26UST NOTE DUE 06/30/26 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASU NT 0.875%09/26UST NOTE DUE 09/30/26 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASU NT 1.625%05/26UST NOTE DUE 05/15/26 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASU NT 1.625%05/26UST NOTE DUE 05/15/26 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASU NT 1.875%07/26UST NOTE DUE 07/31/26 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASU NT 2.375%03/29UST NOTE DUE 03/31/29 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASU NT 2.625%02/29UST NOTE DUE 02/15/29 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASU NT 2.875%04/29UST NOTE DUE 04/30/29 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASU NT 2.875%08/28UST NOTE DUE 08/15/28 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASU NT 4.625%03/26UST NOTE DUE 03/15/26 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASU NT 4.625%09/26UST NOTE DUE 09/15/26 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASUR NT 0.5%02/26UST NOTE DUE 02/28/26 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASUR NT 1.25%04/28UST NOTE DUE 04/30/28 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASUR NT 1.25%12/26UST NOTE DUE 12/31/26 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASUR NT 1.5%01/27UST NOTE DUE 01/31/27 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASUR NT 1.5%08/26UST NOTE DUE 08/15/26 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASUR NT 1.75%01/29UST NOTE DUE 01/31/29 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASUR NT 1%07/28UST NOTE DUE 07/31/28 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASUR NT 2.25%02/27UST NOTE DUE 02/15/27 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASUR NT 3.75%04/26UST NOTE DUE 04/15/26 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASUR NT 4.5%03/26UST NOTE DUE 03/31/26 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASUR NT 4.5%03/26UST NOTE DUE 03/31/26 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASUR NT 4.5%07/26UST NOTE DUE 07/15/26 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASUR NT 4%02/26UST NOTE DUE 02/15/26 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASURY 2.375%05/29UST BOND DUE 05/15/29 | Sovereign Nation · Bond | $10,001–$100,000 | |
| US TREASURY 2%02/50UST BOND DUE 02/15/50 | Sovereign Nation · Bond | $10,001–$100,000 | |
| VANGUARD FTSE DEVELOPED MARKETS ETF | International Equities · Exchange Traded Fund | $100,001–$1,000,000 | |
| VANGUARD FTSE EMERGING MARKETS ETF | Emerging Markets Equiteis · Exchange Traded Fund | $100,001–$1,000,000 | |
| VANGUARD MORTGAGE BACKEDSEC ETF | Mortgage Bonds · Exchange Traded Fund | $100,001–$1,000,000 | |
| VANGUARD S&P 500 ETF | US Equities · Exchange Traded Fund | over $1,000,000 | |
| Vanguard Short Term Treasury | US Treasury Investments · Exchange Traded Fund | $10,001–$100,000 | |
| Vanguard Total Stock Mkt Index | Global Stocks · Mutual Fund | $100,001–$1,000,000 | |
| WALMART INC | Retail | $100,001–$1,000,000 | |
| WALMART INC $115 CALL EXP 02/20/26 | Option- VALUE IS NEGATIVE USED ABSOLUTE VALUE · Call Option - Covered Written | $10,001–$100,000 | |
| WELLS FARGO BANK 3.85%26CD FDIC INS DUE 06/22/26US | Financial Services · Brokered Certificate of Deposit | $100,001–$1,000,000 | |
| WELLS FARGO BANK 3.85%26CD FDIC INS DUE 06/22/26US | Farm Lending · Brokered Certficate of Deposit | $10,001–$100,000 | |
| Wildcat Brothers Distilling | Distilled Spirtits · Convertible Note | $100,001–$1,000,000 |
Schedule C · Income and business positions 6
| Source | Income | |
|---|---|---|
| Alabama Caritas LLC Commercial Real Estate · Passive LLC Investor · 737 Pearl Street #204, La Jolla CA 92037 | $10,001–$100,000 Partnership | |
| ALLIANCE BERNSTEIN HLD LP Investment Management · Passive LP Investor · 501 Commerce Street, Nashville, TN 37203 | $10,001–$100,000 Partnership | |
| BROOKFIELD RENEW PARTNERS LP Renewable Energy Production · Passive LP Investor · 73 Front St. Hamilton HM 12 BERMUDA | $10,001–$100,000 Partnership | |
| ENERGY TRANSFER LP Energy Pipeline · Passive LP Investor · 8111 Westchester Dr. Suite 600 Dallas, TX 75225 | $10,001–$100,000 Partnership | |
| Coseo Apartment Fund 23 Multi Family Real Estate · Passive Investor · 2382 Faraday Ave, Ste 200 Carlsbad CA 92008 | $10,001–$100,000 Partnership | |
| Cantor Fitzgerald, LP Securities, Asset Management, Underwriting · Sr. Managing Director · 110 E. 59th Street, NYC, NY 10022 | $10,001–$100,000 Partnership |